the client provides 360° search and market coverage for participants in global commodities markets, supporting trading houses, producers, majors, utilities, merchants, hedge funds, investment banks, and brokerages. the client is expanding into the derivatives brokerage space and is seeking a Senior Compliance Officer to help strengthen compliance practices across trading and client onboarding.
The Senior Compliance Officer will develop, update, and enforce internal compliance policies, procedures, and controls related to trading, KYC/AML client onboarding, and conflict of interest management. The role will prepare compliance reports for senior management and regulators, coordinate with internal and external auditors during regulatory inspections and audits, and maintain and refine compliance policies, procedures, and regulatory reporting. The position will also support business growth through effective compliance procedures and assist with broader middle- and back-office functions.
the client is seeking candidates with relevant commodities compliance experience, typically about ten years within trading, brokerage, or capital markets firms. A legal or finance-related background is essential, and compliance-related certifications such as CAMS, ICA, or a CMA-authorized compliance qualification are preferred. The ideal candidate will be able to write compliance reports, deliver internal training, and communicate effectively with regulators, auditors, and senior leadership.