The client is seeking a Head of Compliance & MLRO to join its London-based office and oversee a small team. The role will support the firm’s compliance and regulatory responsibilities within a commercial banking environment, including acting as the senior point of accountability for relevant compliance and anti-money laundering matters.
Key responsibilities include maintaining internal compliance, AML, and monitoring frameworks; providing advice and guidance to senior stakeholders; handling conflicts and approval-related matters; reviewing and responding to gifts and related requests; assessing the commercial impact of new regulations; and updating compliance policies. The role will also involve holding the Data Protection Officer position.
The ideal candidate will have prior banking experience, ideally within a capital markets, FX, or treasury background. Experience in an SMF16/17 role is preferred, though an outstanding Deputy with extensive proven stand-in experience may also be considered.