
The client is seeking a proactive SMF16/17 certified Compliance professional to fill the role of 'Head of Compliance' in their London office. The position offers a competitive salary of up to 140,000 - 150,000 with additional bonuses and benefits. The successful candidate will be responsible for leading compliance efforts for the retail arm of the business, including risk assessments, framework development, policy implementation, regulatory reporting, and liaising with regulators.
In addition to compliance responsibilities, the Head of Compliance will also oversee MLRO, AML, and financial crime duties, including reviewing and testing financial promotions for regulatory compliance. This is a full-time, office-based role requiring 5 days per week commitment. The ideal candidate will have a strong background in compliance, experience working in the financial services industry, and a proactive approach to regulatory obligations and risk management.