The ideal candidate for this position should have at least 15 years of experience in compliance and risk management within a CIRO regulated securities or related industry. They must have experience overseeing private client compliance, with additional experience in overseeing capital markets and US FINRA compliance being highly desirable. The preferred candidate will have the ability to think strategically about operations and translate those strategies into practical and effective solutions. They should also possess strong analytical and creative problem-solving skills, as well as a common sense and practical approach to resolving issues. In addition to the required experience and skills, the ideal candidate will bring a strong service-oriented mindset to the role. They should be able to effectively communicate with stakeholders at all levels of the organization and have a track record of delivering results in a compliance and risk management capacity. Overall, the successful candidate will be able to navigate complex regulatory environments with ease and provide valuable insights and guidance to the business to ensure compliance and risk management practices are effective and efficient.